, transfer or exchange of securities that would result in Thai investors gaining more possessions of NVDR; (2) In the case where a local securities company has a foreign securities company as a client, the
purchase, transfer or exchange of securities that would result in Thai investors gaining more possessions of NVDR; (2) In the case where a local securities company has a foreign securities company as a
costs on the existing platforms, for example, crowdfunding.?In promoting effective supervision, the SEC continues to focus on three areas, namely (1) regulatory discipline, (2) self-discipline of
sending in line application. The banking and financial sector will be affected directly. Self-adjustment must be made and new forms of business must be found to cope with this likely trend as it could