Holborn Assets : Unlicensed securities and derivatives business (Disclosure Date : 16/10/2020)
Holborn Assets : Unlicensed securities and derivatives business (Disclosure Date : 16/10/2020)
to be digital assets (called by many names such as coin, token or digital coin), as follows: (1) Every Coin(2) Orientum Coin or ORT Coin(3) One Coin and OFC Coin(4) Tripxchain Coin or
forthcoming liberalization within five years. Message from the Secretary-General 4 not only empowered businesses but also furthered the moves toward the SEC's much anticipated self- regulation. On social
Kong Securities & Futures Commission for mutual recognition of managed fund products. We also undertook a self-assessment for compliance with IOSCO Principles to pave the way for Thailand’s Financial
accounting standards while auditors must work for audit firms that have a quality assurance system in place. In addition, the SEC encouraged trade associations to expedite its preparation for self-regulation
conducted a self-evaluation to determine how the organization fared against guidelines of the Collective Action Coalition Against Corruption (CAC), established by the Institute of Directors (IOD). On all
e-service Online Submission See canceled document Derivatives Agent >> Protection of Customer Assets (Section 33) Type Title Section See Document Status Notified Date Effective Date 1. Act The
e-service Online Submission See canceled document Securities Brokerage Business >> Protection of Customer Assets (Section 98(3)) Type Title Section See Document Status Notified Date Effective Date 1
e-service Online Submission See canceled document Securities Underwriter Business >> Protection of Customer Assets (Section 98(3)) Type Title Section See Document Status Notified Date Effective Date