of providing a self-service platform for customers through the use of communication equipments or computer while the office of securities company is closed , such securities company shall open 24 hours
each customer separately from the account of its own, in accordance with the rules specified in the notification of the SEC. In cases where the derivatives business operator has advanced its own asset to
: (a) operation associated with the policy in Clause 5 (1) (2) and (3); (b) reporting on compliance in Clause 6 (4). (2) conduct control self-assessment to measure the effectiveness of the operating
Exchange Commission concerning Duties related to Infrastructure Funds of Management Company , measures on non-compliance, and additional rules governing the following matters: (1) the establishment of a fund
นโยบายในข้อกำหนด 5(1) (2) และ (3) (ข) การรายงานการปฏิบัติงานในข้อกำหนด 6(4) (2) จัดให้มีการประเมินตนเองในด้านประสิทธิภาพของขั้นตอนการปฏิบัติงาน (control self-assessment : CSA) (3) จัดให้ผู้ตรวจสอบที่เป็น
Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law governing derivatives transactions; Whereas this Act contains certain provisions relating to the restriction