prescribed rules; (3) Proxy voting as a shareholder to protect the interest of the fund and to demonstrate the intention to promote good corporate governance for the listed company; (4) The acceptance of
Section 113 Securities and Exchange Act B.E. 2535 Section 113. In operating the business of securities brokerage in the Securities Exchange for listed securities, a securities company shall operate
. In this regard, the management company shall appoint only one [1] person who obtain approval to be listed in the register according to rules set out in the second paragraph of Clause 6. (2) in case the
(ระบุชื่อบริษัท Outsource) ( 1) บริษัทในเครือที่เป็นบริษัทจดทะเบียนในตลาดหลักทรัพย์ฯ ( listed company )* ( 2) บริษัทที่ได้รับใบอนุญาตประกอบธุรกิจหรือขึ้นทะเบียนกับ ก.ล.ต. (ตัวกลาง) ( 3) บริษัททั่วไป (non
information, the management company shall also update the list on its website within fourteen days from the date of change. Chapter 3 Person Listed in the Register of Person Qualified to be Fund Manager
suspension of listed securities of PTT Public Company Limited as a result of the Supreme Court of Thailand’s ruling on PTT Public Company Limited to be given on 14 December 2007, the management company shall
specified in the Notification of the Sheikhul Islam Office in cases where the aforesaid holidays do not coincide with the official holidays listed above or weekends. Notified this 11th Day of August 2015
(Ramadan Day) announced by the Sheikhul Islam Office if it does not fall on any of the holidays listed above or Saturday and Sunday. Notified this 31st Day of August 2007. - Signature - (Mr. Thirachai
audit of a listed Company? If yes, Please attach a disclosure checklist If no, describe how the firm ensures financial statements of listed companies are sufficient disclosed in accordance with accounting
Technology System dated 12 September 2016 (“ Notification No. Sor Thor. 37/2559 ”) require that intermediaries establish policies, measures and operating systems for governance of technology and information