ก.ล.ต. ขอเชิญผู้ลงทุนและประชาชนที่สนใจเยี่ยมชมบูธ ก.ล.ต. ในงาน SET in the City กรุงเทพมหานคร 2017 ภายใต้แนวคิด ?รู้คิดวางแผน รู้ศึกษาผลิตภัณฑ์การลงทุน รู้ใช้ตัวช่วยการลงทุน? ได้ที่บูธ ?SEC Self
’ assets and strict supervision on asset separation. The private fund operators can self-custody for its assets under management without applying for the approval of being custodian. Such a move will
Bangkok, September 1, 2014 ? The SEC is seeking public comment on amendments to the Securities and Exchange Act B.E. 2535 (1992) to support the establishment of self-regulatory organizations (SROs
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดงานสัมมนา Compliance Meeting หัวข้อ “Strengthen Self-Regulate กำกับดูแลตนเองอย่างเท่าทัน” ให้แก่เจ้าหน้าที่ดูแลการปฏิบัติงานด้านหลัก
, a few post retirement funds have been established while the number of retirees keeps growing rapidly. Other countries, Australia, for example, see the importance of this type of fund to promote self
merely filling the report form. Rather, the board of directors and management?s functions must truly be independent to promote confidence. The next one is ?CSR-in-process? where CSR is embedded in every
As a result of the current situation, business operators have to self-adjust in response to technological disruption, the changing environment, and investors’ changing behaviors in order to
supervised in response to the changing scenarios to enhance investors’ trust and confidence. In this connection, the SEC sets priorities for policy measures, developmental and supervisory, that can keep pace
today affirms integrated collaboration of the institutional investors which will bring about even more solid self and market disciplines to drive capital market industry. For retail investors, the SEC
Act of 1992 to introduce the civil sanctions as a new enforcement mechanism will help enhance enforcement efficiency and boost confidence in the Thai capital market.?Tipsuda Thavaramara, SEC Deputy