Gazette, Volume 114, Part 29 Gor, dated 28 June B.E. 2540 Freshfields Ltd. has been selected by the Office of Securities and Exchange Commission (SEC) to undertake translation of the Royal Enactment
, the names of the selected persons shall be proposed to the Minister for issuance of the order of appointment.” SECTION 13 The following provision shall be added as Section 91/1 of the Securities and
approval is refused, the applicant shall also be notified of the reasons therefor. SECTION 6.4 Where the signatures of the directors or registrar are required in securities certificates under this Act, the
prescribe required paid-up capital of a securities company as the SEC thinks fit. (There is no minimum amount of required capital specified in the provision.) 1.4 Conduct rules of securities business
instruction from, the act of, or the failure to give instruction or to act which is a duty required to be performed by, the director, manager or any person responsible for the operation of such securities
required under the first paragraph. The application for a license or registration, the issuance of a license or the acceptance for registration shall be made pursuant to the rules specified in the
which is a duty required to be performed by a director, manager or any person responsible for the operation of such juristic person, such person shall be liable to imprisonment for a term not exceeding
or the omission of an act which is a duty required to be performed by a director, manager or any person responsible for the operation of such juristic person, such person shall be liable to