improved relations with workers, creditors, and other stakeholders. Better investor protection can lower the cost of capital and encourage companies to list and raise funds through equity markets. It is
depositary receipt (DR) ● Revised rules on issuance and offering of short-term debt instruments to accommodate fund mobilization through the issuance of bills of exchange (B/E) and short-term debt instruments
. In addressing these challenges, Asian Roundtable recommendations (see the next section) focus on improving the capacities of board members through further training and board evaluations, which could
■ Investor Education Program 4 6 8 10 12 [ APPENDICES ] Board of the SEC Executive Officers of the Office of the SEC List of Sub-committees Capital Market Performance 1999 - 2001 Dispute Settlement through
procedures to promote long-term investment and saving through long term equity fund (LTF), reforming the IPO subscription process to ensure fair accessibility for all investors, as well as continuing to
orphanage for children with disabilities. Next year, the SEC expects to see more of such charitable activities particularly from listed companies as they are urged to devote more energy and resources to
addressed through the Amendments to the Securities and Exchange Act of 1992 (SEA), which has already been approved by the National Legislative Assembly. Upon His Majesty the King's signature and publication
derivatives business operators is determined by the types of license packages, each permitting a scope of various business undertakings. For example, Type A Securities Business License requires the minimum paid
governance for all companies, including smaller and unlisted companies. The Principles provide guidance through recommendations and annotations across six chapters: G20/OECD PRINCIPLES OF CORPORATE GOVERNANCE
within the scope of the regulator’s statutory authority, while considering all relevant factors. 3 Statement of Intent (2017) 4. Strategic priorities To achieve the legislative intent, the SEC’s vision