SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to increase flexibility and effectiveness in business operations by delegating other persons, who are prepared to operate the business under the principle of principal-agent relationship. SEC has held three public hearings from the third quarter of 2017 to the second quarter of 2018 and has included...
W20 (3) Educated the staff about IT security and the Computer Crime Act B.E.2550 (2007) as well as monitored their compliance with the IT security policy; (4) Improved the SEC's website (www.sec.or.th
Annual Report 2004 S h a p i n g t h e T h ai C a p i t a l M a r k e t A n n u a l R e p o r t 2 0 0 4 S E C U R I T I E S A N D E X C H A N G E C O M M I S S I O N , T H A I L A N D This year’s annual report features Benjarong ceramics. Benjarong, meaning five colours, gained popularity in the royal court and the high society of Siam in the late Ayudhya period (A.D. 1350 - 1767). But it was during the early Rattanakosin period (A.D. 1782 - present), in the reigns of King Rama II and King Rama...
; 4. Online job application; 5. Acceptances and referral of cases; 6. Processes relating to security management of computer and information center and management of SEC internal security; 7. Profiles of
Association 12% 3% 41% 8% 13% 5% 18% Market Participation Dealers-to-Clients 30% 70% Non-dealer License Social Security Fund and Government Pension Fund Mutual Funds Insurance Companies Domestic Companies
Management ■ 3. Mr. Vasant Thienhom Senior Assistant Secretary-General ■ 4. Cmdr. Anothai Khowlikhit R.N. Senior Division Chief Security Division 1 2 3 1 2 3 4 [ Executive Officers of the Office of the SEC ]13
of Commerce, Thai Institute of Directors, State Enterprise Policy Office in the Ministry of Finance, Federation of Accounting Professions, Social Security Office, Government Pension Fund, and
advises digital asset business operators on account opening for minors Having noticed that some digital asset business operators open trading accounts for minors, on 8 January 2022 the SEC disseminated the
advises digital asset business operators on account opening for minors Having noticed that some digital asset business operators open trading accounts for minors, on 8 January 2022 the SEC disseminated the
advises digital asset business operators on account opening for minors Having noticed that some digital asset business operators open trading accounts for minors, on 8 January 2022 the SEC disseminated the