shall establish the information security incident management in accordance with the following criteria: (1) establish procedures and processes to manage information security incidents; (2) define the
shall establish the information security incident management in accordance with the following criteria: (1) establish procedures and processes to manage information security incidents; (2) define the
security as well as supervise, monitor and examine compliance with such policies, measures, and operating systems, and review the suitability thereof regularly; In the interest of meeting the aforesaid
Section 133 Securities and Exchange Act B.E. 2535 Section 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the
-security: concerns over confidentiality of data. Cyber-security may not be an IT issue but a business risk. Consideration being given to what cyber-security risks mean to the financial preparers and auditors
Section 117 Securities and Exchange Act B.E. 2535 Section 117. In the management of a mutual fund, a securities company may set up and manage a mutual fund only when its application to set up the
Facility-level water accounting Assessment of water-related risks & opportunities Climate Change Forests Water Security CDP Technical Note on TCFD: Governance, Strategy, Risk Management, Metrics & Targets
guidance for all terms. Please see terms used in the Forests & Water Security module at the end of this document. Adaptation: Adjustment to climate change current or expected effects so the consequences to
may not require a securities company to have a paid- up registered capital in an amount specified for operation of any particular category of securities business, except for a security company operating
additional placement of margin or other assets. 3 Clause 8 The securities clearing house shall procure funds with intraday liquidity in order to manage the liquidity risk. Clause 9 For the purpose of