of Commerce, Thai Institute of Directors, State Enterprise Policy Office in the Ministry of Finance, Federation of Accounting Professions, Social Security Office, Government Pension Fund, and
; 4. Online job application; 5. Acceptances and referral of cases; 6. Processes relating to security management of computer and information center and management of SEC internal security; 7. Profiles of
corporation’s accounting and financial reporting systems. New issues in this chapter include the role of the board of directors in risk management, tax planning and internal audit. There is also a new principle
Statistical Highlights Audit Committee Statement Report on Internal Control over Financial Statements Financial Statements Appellate Committee Arbitrators Sub-committees 2 3 4 6 8 11 21 27 30 34 41 50 58 70 76
collective activities Total number of staff: 418 A n n u a l R e p o r t 2 0 0 6 5 Audit Committee Secretary-General Thirachai Phuvanatnaranubala Internal Audit Dept. 12 staff Deputy Secretary-General Prasong
services are efficient, transparent, and examinable, in a bid to promote confidence towards, and integrity and security of, the overall financial system, and to improve the competitiveness and image of the
Assistant Secretary-General ■ 1. Mr. Paithoon Tejasmit Director Office of Internal Audit 1 2 3 4 5 1 Office of Internal Audit • responsible for auditing activities and operations of the Office of the SEC to
Commission, Thailand As of December 31, 2004 Information Technology Department Mr. Kumpol Sontanarat Director Internal Audit Department Mr. Kajornsak Outthasin Director Investment Adviser Supervision
oversight of financial reporting, disclosure, internal control and internal audit to make sure that the firm’s financial records and reporting fully meet Thai Generally Acceptable Accounting Principles
internal redress procedures for violation of employees‟ rights. Governments and private-sector bodies should also promote the use of mediation and arbitration in providing redress for external stakeholders