services.This is an additional requirement, aside from the Know Your Client (KYC) process, to be imposed on non-residents so that the UBOs will be acknowledged. In the meantime, local custodians of bonds
securities business without license.The SEC received complaints from several foreign residents that they had been solicited to use services and advice of the offenders to make investments and later suffered
exchange of information on violations of relevant laws and regulations.? At least two Thai residents serve on board of directors, of which at least one director is independent director and audit committee
, the SEC urged short-term debt issuers to secure a reserve fund to prevent liquidity issues. In this particular case, the company must clarify information to investors to prevent damage to the overall
Cybertron และ I-Secure และ 2) การเสวนาแลกเปลี่ยนมุมมองและประสบการณ์ของผู้ที่ปฏิบัติงานในสายงานนี้ การแนะแนวเส้นทางอาชีพในด้านที่เกี่ยวข้อง รวมถึงการให้คำปรึกษาเรื่องการฝึกงานและการสมัครงานโดยทีมงานฝ่าย
technology; (2) Defining clear roles, responsibilities, and involvement of the board of directors, including the governance body, to ensure secure, effective, and efficient IT practices and usage in the
derivatives broker has advanced its own asset to secure or satisfy the obligations incurred incidental to, or resulted from, a derivatives transaction for the account of a customer, the derivatives broker
amount of 90 million baht while GSTEL is unable to secure external funding sources. In addition, GJS has sufficient cash flows and liquidity to support the short-term loan to GSTEL without collateral
, banking, and capital market sectors will remain secure and safe. The discussion was joined by Air Vice Marshal Amorn Chomchoey, Secretary General of the National Cyber Security Agency, and Khun Sirithida
2021, the issue date of the SEC Board’s order. If the clients do not take assets back within deadline, Huobi is required to deposit the clients’ assets in a secure system