operation; (7) Every delegatees that have been delegated by the management company to operate on its behalf should be supervised except for juristic persons holding a license to undertake securities business
enter the secure areas for only relevant persons, establish physical entry control to ensure that only authorized personnel are allowed to access, and conduct a periodic review on the access rights
certain provisions in relation to the restriction of rights and liberties of persons which Section 29 in conjunction with Section 33, Section 34, Section 36, Section 41, Section 43, and Section 45 of the
certain provisions in relation to the restriction of rights and liberties of persons which Section 29 in conjunction with Section 33, Section 34, Section 36, Section 41, Section 43, and Section 45 of the
1.1) AEON Systems with AEONTS ACE Plus Annual Fee Agreement period is 1 year from December 2018 to November 2019 1.2) AEON Systems with ASB Cambodia 3D Secure System Agreement period is two months from
Section 104 Securities and Exchange Act B.E. 2535 Section 104. A securities company shall appoint directors or managers or enter into an agreement with other persons, giving the power, either in
fee for the amount of totally not more than 9,000,000 baht. Value of consideration: Unit: Baht Name, position and shareholding proportion of the connected persons Note: 1 Ms. Kannika Kursirikul is the
shareholding proportion of the connected persons Note: 1 Mr. Hideki Wakabayashi is the Chairman of the Board of Directors of AEONTS and the Director of AFS 2 Mr. Junichi Iwakami is the Senior Executive Vice
derivatives broker. “Derivative exchange” means any derivative exchange licensed by the Securities and Exchange Commission. “Initial margin” means the minimum amount of asset a customer must deposit to secure
securities company should arrange an information security system according to the following guidelines: (1) putting in place a secure and efficient system for safekeeping information, evidentiary documentation