information systems in accordance with the following criteria: (1) define operating procedures relating to the information systems to ensure correct and secure operations; (2) establish measures for prevention
information systems in accordance with the following criteria: (1) define operating procedures relating to the information systems to ensure correct and secure operations; (2) establish measures for prevention
enter the secure areas for only relevant persons, establish physical entry control to ensure that only authorized personnel are allowed to access, and conduct a periodic review on the access rights
___________________ Clause 3 To encourage derivatives clearing houses, which are financial market infrastructures, to deploy effective and secure risk management systems, provide services in a transparent and fair
Section 230 Securities and Exchange Act B.E. 2535 Section 230. Securities companies may jointly establish an association related to securities business with an object of promoting, without seeking
depositories, which are financial market infrastructures, to deploy effective and secure risk management systems, provide services in a transparent and fair manner, and operate appropriately and correspond with
Section 92 Securities and Exchange Act B.E. 2535 Section 92. A securities company may establish a branch office only when an approval has been given by the Office. The application for and the
across all asset classes, at the portfolio and/or asset level, and establish client (e.g. asset owners, beneficiaries), portfolio and real-economy reduction metrics. Set targets for material non-carbon
No. KorNor. 2/2550 Re: Rules, Conditions and Procedures for Applying for Permission and Granting of Permission to Management Companies to Establish Branch Offices _____________ By virtue of Section 14
of the Securities and Exchange Commission No. KorNor. 2/2550 Re: Rules, Conditions and Procedures for Applying for Permission and Granting of Permission to Management Companies to Establish Branch