Type of securities : Common share | Effective Date : 21/06/2021 | Close Selling Date : 25/06/2021
ประเภทหลักทรัพย์ : หุ้นสามัญ | วันที่มีผลใช้บังคับ : 21/06/2564 | วันที่ปิดการขาย : 25/06/2564
violation specified in the Notification of the Capital Market Supervisory Board.* The SEC therefore revoked the approval of Nutnicha as a branch manager and capital market investment consultant and banned
characteristics of personnel in the capital market business. SEC has therefore revoked the approval as personnel in the capital market business for Mr. King for 10 years, as major shareholder of securities
Before the initial public offering (IPO) (1) The mutual fund obtaining a normal approval for fund establishment may amend the scheme; (2) The mutual fund obtaining an auto-approval are not allowed
> Establishment of Mutual Funds > Termination of approval for the establishment of mutual fund Regulations SHARE : Detail Content Establishment of Mutual Funds 5. Termination of approval for the establishment
applicant and group of parent company. {A}'s actions were considered as failure to comply with the Notification of the SEC Office concerning approval of financial advisor and scope of performance while {X1
token named MRC coin, which is a utility token that the underlying rights cannot be readily exercised on the issuance date, to the public without an approval from the SEC Office. This case is in the