securities clearing house’s assets and from clients; (2) store the assets received from or possessed for a member in a safe and secure manner, and ensure that the assets are in conformity with the register in

areas, with a relatively comprehensive framework and high levels of compliance. However, it also finds some gaps: 2 principle are implemented at 50 (out of a 100 percent) or less, and 14 at 75 or less

of disputes. A. Basic shareholder rights should include the right to: 1) secure methods of ownership registration; 2) convey or transfer shares; 3) obtain relevant and material information on the

Statistical Highlights Audit Committee Statement Report on Internal Control over Financial Statements Financial Statements Appellate Committee Arbitrators Sub-committees 2 3 4 6 8 11 21 27 30 34 41 50 58 70 76

Annual Report 2003 A N N U A L R E P O R T 2 0 0 3 S E C U R IT IE S A N D E X C H A N G E C O M M IS S IO N & O F F IC E O F T H E S E C U R IT IE S A N D E X C H A N G E C O M M IS S IO N , T H A

หนดให้ปฏิบัติไว้ชัดเจนแล้ว ซึ่งเนื้อหา แบ่งเป็น 5 หมวด ได้แก่ 1. สิทธิของผู้ถือหุ้น 2. การปฏิบัติต่อผู้ถือหุ้นอย่างเท่าเทียมกัน 3. บทบาทของผู้มีส่วนได้เสีย 4. การเปิดเผยข้อมูลและความโปร่งใส 5. ความรับ

................................................................................................................... Arbitrators ................................................................................................................................ 2 3 5 8 11 13 21 24 30 33 37 42 51 57 65 76 81 86 89 95 110 111 116 2

in the region since 2005 2 and by more detailed analysis and recommendations, such as the Guide on Fighting Abusive Related Party Transactions in Asia. Roundtable participants were invited to provide

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SEC Search Search From : Home > Search > Search Results search: Public Information System Derivative Warrant Prospectus ( 1,179 ) Equity Prospectus ( 791 ) Form 59-1 / 59/2 ( 725 ) Form 246-2