SEC Office in accordance with Section 104 of the Securities and Exchange Act B.E. 2535. Clause 3 Securities company shall file with the SEC Office an application for approval of person to be a major
same rights deriving from the same facts and legal principle. In 1995, Class Action was supplemented as Section 222/1 to Section 222/49 under the Civil Procedure Code of Thailand. The additional
supplemented as Section 222/1 to Section 222/49 under the Civil Procedure Code of Thailand. The additional provision of Class Action in the Thai legal system results from the endeavor of the Securities and
doing, the association must acquire a license and register with the SEC. The SEC supervises the operation of the associations to ensure that the association oversees the members, and carries out the
acquire and hold the property in that foreign jurisdiction. Leverage Limit Leverage limit is < 35% of the total asset value. In case of assets with credit ratings of investment grades, the limit is up to
companies limited with the duty pursuant to section 56 of the Securities and Exchange Act. No approval or filing is required, but it must comply with the following conditions for approval: The nature of the
are prescribed under Section 317 of the Securities and Exchange Act of 1992, Section 155 of the Derivatives Act of 2003, Section 94 of the Trust for Transactions in Capital Market Act of 2007, Section
Inform, disseminate, or certify any statement of information that is materially misleading (Section 240) 1.2 Analyze or forecast by using false information or distorting information (Section 241
appoints a new guarantor by obtain special resolution of the unitholders ; (1.2) The mutual fund management company reserved the rights in the scheme to dissolve the guaranteed fund or to withdraw the