securities company.” SECTION 5 The provision in the second paragraph of Section 16/3 of the Securities and Exchange Act B.E. 2535, as amended by the Securities and Exchange Act (No. 4) B.E. 2551, shall be
notification of the SEC. SECTION 17. The derivatives business operator dealing only with institutional investors [and is eligible to register with the SEC Office] under the second paragraph of Section 16 must be
notification of the SEC. SECTION 17. The derivatives business operator dealing only with institutional investors [and is eligible to register with the SEC Office] under the second paragraph of Section 16 must be
special local government organization; (3) unit or organization of foreign government, international organization and juristic person under law of foreign jurisdiction; * This second draft of English
work for any entrepreneur, organization or company or hold a position as specified in the first paragraph of Section 16/2 within two years from the date on which he vacates the office. [The second
position as specified in the first paragraph of Section 16/2 within two years from the date on which he vacates the office. [The second paragraph was repealed by the Securities and Exchange Act (No.6) B.E
for a private fund manager who fails to comply with the provisions of the second paragraph or the third paragraph. 3 SECTION 135. In the management of a private fund, the securities company shall
7/1. A fund shall consist of the following assets: (1) savings and contribution; (2) provident funds pursuant to the second paragraph of Section 6; (3) surcharges pursuant to the third paragraph of
condition and cause the securities trading system to delay or discontinue.” SECTION 15 The provision under the second paragraph of Section 264/1 of the Securities and Exchange Act B.E. 2535, as amended by the
), B.E.2542 3 Section 7/1.3 A fund shall consist of the following assets: (1) savings and contribution; (2) provident funds pursuant to the second paragraph of Section 6; (3) surcharges pursuant to the