Section 19 Securities and Exchange Act B.E. 2535 Section 19. The Office has the power and duty to perform any act necessary for the implementation of the SEC’s resolutions and to perform any other

of funds between Hong Kong and Thailand shall become effective upon the SEC’s completion of the amendments to the relevant regulations. In this regard, the SEC has issued two Notifications of the

template of the fund fact sheet is available on the SEC’s website. Page 4 of 5 Form 69 – CIS full Part II Key Information This part contains registration statement and prospectus as follows: (A) The

SEC’s website. Page 4 of 5 Form 69 – CIS annually update Part II Key Information This part contains registration statement and prospectus as follows: (A) The registration statement shall have at least the

of funds between Hong Kong and Thailand shall become effective upon the SEC’s completion of the amendments to the relevant regulations. In this regard, the SEC has issued two Notifications of the

fund fact sheet is available on the SEC’s website. Page 4 of 5 Form 69 – CIS full Part II Key Information This part contains registration statement and prospectus as follows : (A) The registration

documents as prescribed by the SEC. In this regard, the applicant may examine the list of the required documents for the SEC’s consideration in Form 35 – HK-TH MRF: Checklist for Mutual Recognition of Funds

its human resource will be prompt and adequate with a view to responsibility for undertaking of securities business in the licensed category. Clause 30 All SEC’s Notifications and the SEC Office’s

Public Consultation Document Aor Tor Ngor. 34/2560 Topic: Regulatory approach on Initial Coin Offering (ICO) Published on 27 October 2017 The Securities and Exchange Commission, Thailand (SEC

UNOFFICIAL TRANSLATION “SEC Thailand is a recipient of Digital Government Awards 2020 and Honorable Mention of the 9th NACC Integrity Awards 2019” Office of the Securities and Exchange Commission 333