insured has died by redeem investment units exceed than the time period specified in the scheme. SEC Act S.113 Settlement Committee Meeting No. 3/2020 Settlement Committee Order No. 13/2020 Dated 20/05

Mr. Ulit Jaturasangpairoj Mr. Ulit Jaturasangpairoj, at the time incident a Chief Executive Officer and Managing Director who is responsible for the operation of Ureka Design Public Company Limited

Mr. Piyadit Atwavasirisuk Mr. Piyadit Atwavasirisuk, the managing director at the time of the incident who is responsible for the operation of Civil Engineering Public Company Limited (“CIVIL

Mr. Worawoot Ounjai Between 25 August 2020 and 4 February 2021, Mr. Worawoot Ounjai, a Company Director of The COL Public Company Limited ("COL") during that time, changed his holding of

Mr. Danai Sorakraikitikul Mr. Danai Sorakraikitikul, President at the time of the incident who was responsible for the operation of Alist Corporate Public Company Limited (“ALIST”), shall be liable

submit the accurate financial statements and financial reports within the period of time specified by the Capital Market Supervisory Board as follows : (1) financial statement for the year 2021 and (2

statement for the year 2020 and those financial report within the period specified by the Notification of the Capital Market Supervisory Board. The inquiry official sent the case back to the Settlement

and submit the financial statement for the year 2020, the key financial ratio for the year 2020, and the financial statements for the six-month periods ended 30 June 2021 within the period specified by

2022 and the interim management discussion and analysis for the first half of the fiscal year 2022 on 9 September 2022, which failed to prepare and submit financial statement within the period specified

period specified by the Notification of the Capital Market Supervisory Board resulted from the instructions or the failure to give instructions which is duly required to be performed. The inquiry official