ONE ASSET MANAGEMENT LIMITED|Exchange Traded Fund : ETF | Offering Date : 20/07/2009 - 28/07/2009
SCB ASSET MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 11/12/2019 - 17/12/2019
>ที่ กลต.นธ.(ว) 32 /2563 เรื่อง ซักซ้อมความเข้าใจเกี่ยวกับการคำนวณค่าความเสี่ยงจากการที่บริษัทมีเงินลงทุนกระจุกตัวในบุคคลใดบุคคลหนึ่ง (Large Exposure Risk)
persuaded clients to invest in funds and withdrew large sums of money from the clients’ accounts. However, she did not make any investment transactions in accordance with the clients’ intention and
and / or large investors and / or investors with specific characteristics as defined in the Securities and Exchange Commission Notification as related. Regardless of whether it is offered for sale in
defrauding, which caused damage on a large scale, under either Thai or foreign law; (3) being subject to a complaint or a legal action for an offence related to property by a relevant agency only on the ground
#% (.* % !$ +,# !#-!'" 0 1 : # !#-!' 3(.% ' # (haircuts) " 1 .. 54 19 0 2 : ' # K +30. ' # 3 +3- $ ' #E++) (position risk) ' #E&'#II (counterparty risk) 3' #E3E" (large exposure risk) J0(.* #0% "30 (#' 3) 4
Kaewthipharat or Mr. Pisit Wannavalee and affix the Company’s seal. The value of the transaction based on value of consideration basis is 3.11%, calculated based of financial statement as at December 31, 2017
the offering indicates whether or not the selling securities holders intend to resell all or a large portion of their interests in that class of securities through the offering. IV. ADDITIONAL
and no payment of dividend for the Company’s operation from 1 January 2018 - 31 December 2018 since the Company needs to reserve cash for investing in large project and reserve as working capital and