and financial statements audited by an auditor who is employed by an audit firm that has been inspected by the SEC*; 2. Submit half-year and annual financial statements that have been
. The results of the inspection clearly showed that all of the inspected audit firms have already implemented policies and procedures for the acceptance and continuance of client relationships in
the development of the application that would be beneficial for investors, with which basic information can be convenient found and inspected. This application is another one of the measures
relation to fact proving and shall have a duty to notify the authority of any known evidence. Clause 9. When the authority has inspected the fact, it shall notify an alleged person of an allegation in order
first cycle, the SEC inspected engagements from 91 registered auditors, 30 of which were new auditors whom applied for approval from the SEC and 61 of which were renewed registered auditors. All but two
auditors were inspected as part of the SEC’s individual auditor approval process. Out of these twenty eight auditors, nine of them newly applied to be the registered auditors while the remaining were in the
auditor to review the financial statement of its first quarter 2020, which it has been scrutinized by the Board of Directors’ Meeting No. 2/2020 on March 4th, 2020. Names of the auditor are as follows; Mrs
specified in the notification of the Office. The balance sheet shall be examined and an opinion given thereon by an auditor approved by the Office to be the auditor for such financial year. Such auditor shall
specified in the notification of the Office. The balance sheet shall be examined and an opinion given thereon by an auditor approved by the Office to be the auditor for such financial year. Such auditor shall
public at a financial technology exhibition held at a shopping center. The SEC thus conducted an on-site investigation to collect evidence. Today, the SEC and the ECD inspected the exhibition booths at the