sale results within 15 days. In case of a non-listed company, transfer restrictions of warrants must be registered prior to the offer to sell Additional conditions as prescribed Related Rules and
> Fundraising > Equity Instrument > Share > Private Placement of Shares and Warrant (listed co) Regulations SHARE : Detail Content Equity Instruments Shares Private Placement (PP) of shares and warrant
number of unitholders less than 35 will apply when the fund is traded in the secondary market and the dissolution procedure is the same as listed funds. (3) Retail investors may redeem ETF investment
closed-end funds listed in Stock Exchange must comply with the Stock Exchange rules. (6) Actions taking in dissolving mutual fund such as the period of 10 days for repayment for auto-redemption of the
number of unitholders less than 35 will apply when the fund is traded in the secondary market and the dissolution procedure is the same as listed funds. (3) Retail investors may redeem ETF investment
closed-end funds listed in Stock Exchange must comply with the Stock Exchange rules. (6) Actions taking in dissolving mutual fund such as the period of 10 days for repayment for auto-redemption of the
executives. 2. The issuers shall not fail to file the financial statements or related reports to the SEC/ SET. 3. The directors and executives shall be listed on the database of directors and executives of the
an approval. The following qualifications will be considered: 1. Features [3] and the name of instruments comply with the requirements. 2. The transfer restriction is registered, including features of
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