plays the role of promoting and developing the professional standards of financial advisors as they help to select and screen the quality of companies applying for listing in the stock market while also
Alert list. The application is easy and swift to navigate on the phone screen. One must only type in a name, to know whether it is approved, licensed, qualified, or registered under the supervision of
offered at the market price during the offering period. The revised provisions cover the key areas, as follows: 1) Approval: to screen the applicant?s corporate governance records whether or not
). Moreover, audit firms will be enabled to screen quality of their auditors prior to filing with the SEC the applications for approval as capital market auditors in order to encourage the audit firms to take
Asset Advisor, Digital Asset Fund Manager, and Custodial Wallet Provider. In this regard, it is important to ensure that licensing process effectively screen the readiness and qualifications of the
@bot.or.th, or SEC’s Bond Department via Email: debt@sec.or.th.BOT and SEC would like to express our appreciation for comments and suggestions on the Taxonomy. We truly hope that the stakeholders will be
companies and limited companies to raise fund through crowdfunding portals approved by the SEC. The crowdfunding portals will screen the companies intending to raise fund through their facilities; require
selection and appointment of the SEC Board of Directors, which may include the appointment of a subcommittee to screen the candidates, and the selection would be through a confidential voting method whereby
noted the extension of the ASEAN Debt Securities Disclosure Standards to cover issuances of plain debt securities under a debt issuance programme.The ACMF would like to extend its appreciation SSC Viet
and the environment. Sustainable growth cannot rely on rules alone, but must rely on the appreciation of and compliance with good corporate governance by the listed companies themselves, including