of Applicants for Approval of Investment Analyst on Technical Factors ​ ​   Regulatory Summary Related Rules and Regulations SHARE : ติดต่อสอบถามข้อมูลเพิ่มเติม ContactUs   Investment Management

of Applicants for Approval of Investment Analyst on Technical Factors ​ ​   Regulatory Summary Related Rules and Regulations SHARE : ติดต่อสอบถามข้อมูลเพิ่มเติม ContactUs   Investment Management

Analyst on Fundamental Factors    download PDF ​ Derivatives Investment Analyst on Fundamental Factors   download PDF ​ Investment Analyst on Technical Factors  ​   download PDF ​ ​ Investment Consultant

: (1) Notify the unitholder registrar to acknowledge the limitations on unitholding and monitor the unitholder registrar to reject a transfer of investment units that will violat​e the rule. ​(2) Examine

: (1) Notify the unitholder registrar to acknowledge the limitations on unitholding and monitor the unitholder registrar to reject a transfer of investment units that will violat​e the rule. ​(2) Examine

company must arrange to have a monitoring process for the allocation to comply with the decision of the board of directors.  For instance, an internal auditor may be assigned to monitor the allocation, etc