derivatives business operators is determined by the types of license packages, each permitting a scope of various business undertakings. For example, Type A Securities Business License requires the minimum paid
funds and private provident funds, while not insignificant, are relatively small given the overall size of the Thai capital market, and especially when compared to neighboring countries including Malaysia
is considerable scope for the private sector to expand production capacity, while government spending will also be high for the next 5 years in order to support various infrastructural mega-projects
amended Upon calculation of the maximum transaction size is equal to 2. 38 percent based on the net tangible asset ( NTA) criteria ( calculated by using the information shown in the company's consolidated
should be of a size that permits effective deliberation and collaboration and have adequate resources to perform their work. Board members should devote sufficient time and energy to their duties. There
- Inspection - Supervision of those https://www.sec.or.th/EN/Documents/AnnualReport/pb_ar_2003.pdf 10 amended Upon calculation of the maximum transaction size is equal to 2. 38 percent based on the net tangible
. Moreover, the existence of derivatives market will provide additional financial instruments for investors and allow market intermediaries to expand their scope of services. For this reason, the SEC has
formulating the structure and scope of responsibilities of sub-committees and steering groups, the Board employs a check and balance system and corporate governance principles to prevent conflicts of interest
within the scope of the regulator’s statutory authority, while considering all relevant factors. 3 Statement of Intent (2017) 4. Strategic priorities To achieve the legislative intent, the SEC’s vision
) measures to be implemented in the case of emergency which may affect the provision of services as a securities clearing house or central securities depository, with a defined scope that covers possible