derivatives business operators is determined by the types of license packages, each permitting a scope of various business undertakings. For example, Type A Securities Business License requires the minimum paid
distinctive goal: to create stability to the Thai capital market, which means quality and outstanding operation results of listed companies; reliable securities trading system; securities trading based on
were 5.1 trillion THB outstanding government bonds, and 0.68 trillion THB outstanding in corporate bonds. All shares to be traded must be dematerialized in the Thailand Securities Depository (TSD), which
, approximately a 31 percent growth from 5,079 billion baht at the end of 2006. The outstanding value of the debt securities at year end amounted to 4,886 billion baht or a 20 percent rise from 4,085 billion baht
is considerable scope for the private sector to expand production capacity, while government spending will also be high for the next 5 years in order to support various infrastructural mega-projects
. Moreover, the existence of derivatives market will provide additional financial instruments for investors and allow market intermediaries to expand their scope of services. For this reason, the SEC has
(Figure 6). The outstanding number of derivatives trading accounts was 4,375 accounts. The percentages of local non-institutional investors, local institutional investors, and foreign investors were 53, 28
Reform Priorities in Asia: Taking Corporate Governance to a Higher Level Taking Corporate Governance to a Higher Level reform priorities in Asia 2011 REFORM PRIORITIES IN ASIA: TAKING CORPORATE GOVERNANCE TO A HIGHER LEVEL 2011 This work is published on the responsibility of the Secretary-General of the OECD. The opinions expressed and arguments employed herein do not necessarily reflect the official views of the Organisation or of the governments of its member countries. This document and any m...
within the scope of the regulator’s statutory authority, while considering all relevant factors. 3 Statement of Intent (2017) 4. Strategic priorities To achieve the legislative intent, the SEC’s vision
) measures to be implemented in the case of emergency which may affect the provision of services as a securities clearing house or central securities depository, with a defined scope that covers possible