within the scope of the regulator’s statutory authority, while considering all relevant factors. 3 Statement of Intent (2017) 4. Strategic priorities To achieve the legislative intent, the SEC’s vision
Privacy Policy Personal Data Protection Policy for Internal Administration (Website) The Office of the Securities and Exchange Commission (SEC Office) 0. Scope of this Policy This Personal Data
implementation of appropriate risk management and resource allocation by their board of directors and executives that is practical and meets the standards established by an international organization concerning
derivatives business operators is determined by the types of license packages, each permitting a scope of various business undertakings. For example, Type A Securities Business License requires the minimum paid
Discipline ● Proposed to amend the SEC Act to define clearer scope of responsibilities of listed companiesû directors and to empower investors in exercising their rights ● Cooperated with the SET in revising
GPf: government Pension Fund ifAC: International Federation of Accountants ifRS: International Financial Reporting standards iOSCO: International organization of securities commissions iSA
material progress last year. In addition to our second-term chairmanship of the Asia-Pacific Regional Committee (APRC) of the International Organization of Securities Commissions (IOSCO), the Thai capital
being an organization that seek to supervise and develop the Thai capital market towards efficiency, fairness, transparency, and integrity. ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ [ Message from the Secretary
(1992) in support of material advancements in the corporate governance efforts. On the international front, the SEC continued its role at the International Organization of Securities Commissions (IOSCO
ปฏิบัติในขั้นเริ่มแรก ซึ่งต่อมา ในปี 2549 ได้มีการปรับปรุงหลักการกำากับดูแลกิจการท่ีดีสำาหรับบริษัท จดทะเบียน โดยเทียบเคียงกับหลักการกำากับดูแลกิจการของ The Organization for Economic Co-Operation and