activities, yet the scope of SEC authority not covering risks and guarantees for losses from investment, nor compensations for damages incurred to investors in all cases. Other regulated regulators in the
achieve the national missions within the scope of assigned authority and under the related laws. Our Roles How We Regulate SEC Working Principles Our Policies Signatory of Investment Government Code (I
establishment, market development had concentrated more on the secondary market where trading of transferable securities was the main activity than the budding primary market where businesses issued securities
knowledge of the audit market environment and practical experience of independent audit regulatory activity; To promote collaboration in regulatory activity; and To provide a focus for contacts with other
the upcoming shareholder meeting; however, the board may refuse to include the matter proposed by the shareholders in the agenda only if the proposed matter does not fall within the scope specified by
the upcoming shareholder meeting; however, the board may refuse to include the matter proposed by the shareholders in the agenda only if the proposed matter does not fall within the scope specified by
Underwriter: LBDU) เพื่อให้สามารถ กากับดูแลตามระดับความเสี่ยงได้อย่างมีประสิทธิภาพยิ่งข้ึน โดยปรบัปรงุแบบประเมนิตนเอง (Self-Assessment Questionnaire: SAQ) ในส่วนของการรายงานธุรกรรมสาคัญ (Significant Activity