Questionnaire A Monitoring the Firm’s Quality Management Policies and Procedures Firm's Reference /Guidance Notes Description A1 Does the whole firm perform inspection to evaluate its compliance with
? B6.1 Please provide the firm's organization chart for SOQM that shows all the responsibilities for SOQM functions (all areas of TSQM's elements), including risk assessment, compliance with independence
Sector Activity article number Activity Contribution type Description Scope Green Criteria Amber Criteria Red Criteria Other revelant definitions 3510 Energy 4.1.1 Solar energy generation climate change
products ลำดับที่ Vendor / Product ตัวอย่าง Trend Micro 1 2 3 2.6 Virtual machine software/tool *ให้ระบุสูงสุด 3 products ลำดับที่ Vendor / Product ตัวอย่าง Vmware 1 2 3 3. Scope 3. ระบบ IT ที่อยู่ในขอบเขต
the scope of work. - Indications that the client might be involved in any criminal activities. - The reasons for the proposed appointment of the firm and nonreappointment of the previous firm. - The
party because it is required to communicate about non-compliance with laws and regulations (NOCLAR) committed by a client to the appropriate regulator; - The firm may consider the network firm as a
*ให้ระบุสูงสุด 3 products ลำดับที่ Vendor / Product ตัวอย่าง Trend Micro 1 2 3 2.6 Virtual machine software/tool *ให้ระบุสูงสุด 3 products ลำดับที่ Vendor / Product ตัวอย่าง Vmware 1 2 3 3. Scope 3. ระบบ
/ developer/ system admin/ IT security/ helpdesk/ IT compliance/ IT audit โดยนับรวมบุคลากรในทุกระดับตั้งแต่ officer ถึง C-suite level ทั้งนี้ ไม่นับรวมคณะกรรมการบริษัท แต่หาก C-suite level เป็นคณะกรรมการบริษัท
its personnel? 12 Does the firm’s appraisal process gives due recognition and reward to competence, compliance with ethical requirements and quality performance? How does it work? 13 What criteria are
not implemented, has the reasons for departure been documented? If no, how does the firm ensure that difficult or contentious matters have been resolved appropriately? Are the nature, scope and