Investment Consultant/Investment Planner Regulatory Summary Types and Scope of Duties Qualifications Training Courses Training Courses for Migration (for IC and IP approved before 1 Janurary 2018
Investment Consultant/Investment Planner Regulatory Summary Types and Scope of Duties Qualifications Training Courses Training Courses for Migration (for IC and IP approved before 1 Janurary 2018
incompliance with accounting standards; An opinion that the auditing scope is limited by the company or the company's executives; 3.1.2 Preparation and submission of financial statements for a listed
and license revocation, etc. In this regard, the scope of power of the order issuers varies depending on the level of penalty to be imposed on the offender. Appeal Any person who is affected by, and
Scope of works Approval for Financial Advisors and Supervisors Independence of Financial Advisors Duties Performing the duties with accountability, using knowledge, competency, experience
at least three persons and at least one person must have adequate knowledge to review the reliability of financial statements. The scope of power and duties is clearly specified. Directors
Scope of works Approval for Financial Advisors and Supervisors Independence of Financial Advisors Duties Performing the duties with accountability, using knowledge, competency, experience
agreements Policy for payment of dividends (both the company and subsidiary) Management structure Important points Who are the directors or executives? What is the scope of their powers? Who are the
regulations Related forms Regulatory Summary Duties and scope of work of appraisers In order to value the asset for capital market transaction, an appraisal company in capital market and a lead appraiser
than departmental manager" already falls within the scope of “the first four executives succeeding the manager and every person holding the position equivalent to the fourth rank", the departmental