TMB Asset Management Company Limited Between March 28, 2017 and December 9, 2021 TMB Asset Management Company Limited, a fund management company, failed to comply with the rules, conditions and
Mr. Somjin Sornpaisarn Mr. Somjin Sornpaisarn, a former Managing Director, Chief Investment Officer and Chief Investment Committee who is responsible for the operation of TMB Asset Management Company
TMB Asset Management Company Limited Between November 1, 2019 and November 30, 2021 TMB Asset Management Company Limited, a fund management company, failed to comply with the rules, conditions and
TMB Leasing Company Limited TMB Leasing Company Limited operated derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the Derivatives Act B.E.2546 (2003
Mr. Somjin Sornpaisarn Mr. Somjin Sornpaisarn, a former Managing Director, Chief Investment Officer and Chief Investment Committee who is responsible for the operation of TMB Asset Management Company
Thaicredit Retail Bank Public Company Limited On 1 March, 2017 Thaicredit Retail Bank Public Company Limited (“TCR”) offer for sale newly issued securities in the category of warrant (Employee Stock
as prescribed by the Stock Exchange of Thailand because the auditor is limited its scope of the audit. Later, the rectified financial statement for the year 2019 was filed with the SET on May 5, 2020
B commits an offence which is within the scope of dishonest intent or breach of duty according to the law. SEC Act S.89/25 Settlement Committee Meeting No. 4/2023 Settlement Committee Order No. 45
scope of dishonest intent or breach of duty according to the law. SEC Act S.89/25 Settlement Committee Meeting No. 4/2023 Settlement Committee Order No. 46/2023 Dated 24/04/2023
which is within the scope of dishonest intent or breach of duty according to the law. SEC Act S.89/25 Settlement Committee Meeting No. 4/2023 Settlement Committee Order No. 47/2023 Dated 24/04/2023