policy and internal control . This is to https://www.sec.or.th/EN/Pages/AboutUs/SECBoard.aspx English (United States) meetings more easily and promote the exercise of voting rights to control , monitor and
Us SHARE : Detail Content Our Roles The capital market is the main mechanisms that efficiently mobilize, allocate, and monitor the utilization of the economic resources. The capital market links and
Services Contact Information ● Financial crimes (e.g., Ponzi scheme, unauthorized financial transaction) Financial Crime Suppression, the Ministry of Finance Telephone: 1359 Website: www.1359.in.th
statements. Samples of matters beyond the SEC responsibility ● Matters under supervision of other laws, for instance, Ponzi scheme, poor services or poor product quality, advertising blockage on sidewalks
because the compliance unit is authorized to monitor staff operations according to the relevant rules and regulations, including complaint handling, coordination and reporting to the SEC in case of matters
domestic authorities to exchange information and discuss development and monitor systemic risks of Thailand's financial system. Such cooperation is conducted under three Regulators Working Groups, comprising
meeting. This would allow shareholders to take part in shareholder meetings more easily and promote the exercise of voting rights to control, monitor and participate in the decision making on important
funds established in Thailand have marketed in European countries under this scheme. No. Jurisdiction Authority Date 1. Austria Financial Market Authority 22 July 2013 2. Bulgaria Financial