Bangkok, April 10, 2014 ? The SEC is seeking public comment on relaxing a unit holding limit where any person or group of persons is allowed to hold not exceeding one-third of all units in a mutual
ever-growing asset management business by, for example, relaxing several requirements. In so doing, appropriate investor protection is maintained, and more investment choices promoted.? Such amendments
cannot conduct the asset appraisal, the fund/trust manager must request a waiver from SEC and must analyze the impact of COVID-19 on the fund and disclose it to investors, (7) relaxing the rule of
support of the Thai capital market to strive forward as a regional financial connector, the SEC will increase capital market product variety, such as relaxing rules on investment of retail and accredited
announced at the ASEAN Audit Regulators Group (AARG)'s 5th annual Audit Inspection Workshop held in Kuala Lumpur from 21 to 22 February 2017. The Workshop also saw AARG embark for the first time, on a long
also saw the handing over of the ACMF Chairmanship from the ACMF Chair of 2020, State Securities Commission of Vietnam, to the Autoriti Monetari Brunei Darussalam for the year 2021, with the Securities
Authority (ACRA), and Thailand?s Securities and Exchange Commission (SEC), the meeting also saw a wider participation by regulators from Cambodia, Hong Kong, Indonesia, Laos and Philippines. Joining the
Authority (ACRA), and Thailand?s Securities and Exchange Commission (SEC), the meeting also saw a wider participation by regulators from Cambodia, Hong Kong, Indonesia, Laos and Philippines. Joining the