post-approval obligation ___________________ Clause 11 The application for the offering of newly issued units shall be approved by the SEC Office upon satisfying the following requirement: (1) for a
derivatives exchange or a derivatives clearing house which is a position or nature of work permissible to be performed provided that the job holder has no prohibited characteristics as specified. “personnel in
World Federation of Exchanges (WFE) or debt instrument having organized secondary market; (3) having policy to invest in the similar assets as those permissible to invest in or to have in possession by
undertake derivatives business in the category of derivatives brokerage. “assets of client” means: (1) assets which a derivatives broker receives or holds as collateral for satisfying obligations under
undertake derivatives business in the category of derivatives brokerage. “assets of client” means: (1) assets which a derivatives broker receives or holds as collateral for satisfying obligations under
such transaction. Clause 13 3 Appointing a custodian who is a connected person of a private fund management company is permissible only upon written consent of the client or the provident fund committee
satisfying upcoming way of working. 2Q20 and 1H20 operating performance of Commercial business Building 2Q19(1) 2Q20 1H19 1H20 Suntower Space for rent (sq.m.) 63,786 64,415 63,671 63,786 Occupancy rate (%) 92
draft prospectus with the SEC Office upon being granted an approval from the SEC Office and upon satisfying the following conditions: (1) investors to which the offering is made know or should be informed
nature shall be permissible only in the following events: (1) revision of information that results in all unitholders receiving more benefits; (2) revision in accordance with the Securities and Exchange
on the Offering of Units of Infrastructure Trusts; “infrastructure asset” means the infrastructure asset permissible for the trust’s investment under the Notification of Capital Market Supervisory