undertake derivatives business in the category of derivatives brokerage. “assets of client” means: (1) assets which a derivatives broker receives or holds as collateral for satisfying obligations under
undertake derivatives business in the category of derivatives brokerage. “assets of client” means: (1) assets which a derivatives broker receives or holds as collateral for satisfying obligations under
necessary for fulfilling the duties of the mutual fund supervisor.
establishment of a fund is terminated under the rules in Division 3 of Chapter 2, the management company shall proceed in accordance with such rules stipulated therein. Chapter 1 Requirements on the Application
establishment of a fund is terminated under the rules in Division 3 of Chapter 2, the management company shall proceed in accordance with such rules stipulated therein. Chapter 1 Requirements on the Application
post-approval obligation ___________________ Clause 11 The application for the offering of newly issued units shall be approved by the SEC Office upon satisfying the following requirement: (1) for a
share, whereby the Board of Directors had considered such determination of the reduction, based on the market situation at that time. In addition, the Company will proceed with the allocation of the newly
considered such determination of the reduction, based on the market situation at that time. In addition, the Company will proceed with the allocation of the newly-issued shares according to the Transaction on
authorities to proceed any necessary and appropriate actions to enable the private placement of the Company to be duly executed; 4. Proceeding any further necessary and appropriate actions to enable any matters
, and any evidences which are necessary and in connection with the SEC, the SET, and relevant agencies or authorities; and having authorities to proceed any necessary and appropriate actions to enable the