by considering investor’s investment objective, financial situation and particular needs • soliciting for sales of capital market products 2 ACMF Pass framework 3 Professional Home country Home
professional advice after a thorough examination of the particular situation. British Library Cataloguing in Publication Data ISBN 978-1-907387-13-5 © International Corporate Governance Network 2 ICGN Guidance
investors by considering investor’s investment objective, financial situation and particular needs; and (ii) soliciting for sales of the capital market products set out in item 3.2.1(1). Example 3 Type of
particular category of securities business, except for a security company operating securities business in the category of securities dealing or securities underwriting or operating securities business in any
authorities. In particular, new emphasis is placed on the quality of supervision and enforcement. The chapter also includes a new principle on the role of stock markets in supporting good corporate governance
appeal? The SEC Office reconsider- action Revoke or amend the order Administrative Court The SEC Board consideration Is the appellant satisfied? The SEC Office imposes the sanction. Administrative Panel
Secretary of the Securities and Exchange Commission The company clarify cause and reason if relative performance of a particular company varies more than 20% compared to previous year; we hereby explain our
developing new platforms, have significant effects on the company’s income structure especially advertising revenue. However, our company isn’t rely on only this particular income. There are other channels
new platforms, have significant effects on the company’s income structure revenue. However, our company isn’t rely on only this particular income. There are other channels, such as organizing seminars
supervisor. Clause 3 The commitment shall contain at least a particular describing the material information as follows: (1) name of the mutual fund scheme; (2) details of the mutual fund scheme containing the