derivatives obligations; (6) efficient arrangement for the handling of complaints or disputes in connection with the derivatives trading on the derivatives exchange or in respect of the use of services provided
) other assets as prescribed by the registrar’s notifications. Section 8. In connection with the application for registration of a fund, if the requirements of Section 6 have been properly and fully
procedures prescribed by the registrar’s notifications; (7) other assets as prescribed by the registrar’s notifications. Section 8. In connection with the application for registration of a fund, if the
concerning the procedure for filing a civil case in connection with a criminal case under the Criminal Procedure Code shall apply mutatis mutandis. SECTION 49. If the debenture issuer intends to arrange for a
civil case in connection with a criminal case under the Criminal Procedure Code shall apply mutatis mutandis. SECTION 49. If the debenture issuer intends to arrange for a debenture holder representative
types of securities to be issued in connection with securitization; (4) to issue notifications to implement this Royal Enactment; 3 (5) to determine fees for handling certain matters in accordance with
(Translation) (Unofficial Translation) The Trust for Transactions in Capital Market Act B.E. 2550 (2007) ________________ BHUMIBOL ADULYADEJ, REX., Given on the 30th Day of December B.E. 2550; Being the 62nd Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the trust for transactions in the capital market; Whereas this Act contains certain provisions relating to the restriction of rights and liberties...
(Translation) PAGE 20 (Unofficial Translation) The Trust for Transactions in Capital Market Act( B.E. 2550 (2007) ________________ BHUMIBOL ADULYADEJ, REX., Given on the 30th Day of December B.E. 2550; Being the 62nd Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the trust for transactions in the capital market; Whereas this Act contains certain provisions relating to the restriction of rights and l...
Microsoft Word - edited 18 4 08 - A4 paper.doc UNOFFICIAL 1 (Translation) The Trust for Transactions in Capital Market Act B.E. 2550 (2007) ________________ BHUMIBOL ADULYADEJ, REX., Given on the 30th Day of December B.E. 2550; Being the 62nd Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the trust for transactions in the capital market; Whereas this Act contains certain provisions relating to the r...