of any restrictions, sharing holding shall not be less than 40% of the voting rights). ​​A Trust for high net-worth investors vs retail investors ​ Key provisions in the regulations governing Infra

SEC is empowered to take any of the following actions, as the case maybe: (1) Administrative Actions, (2) Criminal Actions, and (3) Civil Sanctions A flowchart of Procedure for Investigation and

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  (holding shares at a minimum of the supermajority proportion required by the country in which the company is established. In case of any restrictions, sharing holding shall not be less than 40% of the voting

investment units, there should be no restrictions on types of investors resulting in an insufficient distribution of the investment units.  Related Regulations Notification of the Capital Market Supervisory

   ○  Investment Powers and Restrictions    ○  NAV calculation    ○  Advertising    ○  Disclosure    ○  Private Fund Selling Representative    ○  Notifications of Investment Management Companies •  Derivatives Fund

   ○  Investment Powers and Restrictions    ○  NAV calculation    ○  Advertising    ○  Disclosure    ○  Private Fund Selling Representative    ○  Notifications of Investment Management Companies •  Derivatives Fund

investment units, there should be no restrictions on types of investors resulting in an insufficient distribution of the investment units.  Related Regulations Notification of the Capital Market Supervisory

ดำเนินมาตรการลงโทษทางแพ่ง (Civil Sanctions)  ขั้นตอนการตรวจสอบและช่องทางในการบังคับใช้กฎหมายของ ก.ล.ต. ​   สรุปหลักเกณฑ์ ก ารดำเนินการทางปกครอง (Administrat​ive Actions) การดำเนินการทาง​อาญา (Criminal

company mu​st act pursuant to the criteria of related party transactions. Additional requirements for warrant – PP Approval for warrant – PP must be registered with transfer restrictions. In case of an