possession within the period prescribed by the SEC Office. Section 28. If the SEC Office has approved the appointment of a new authorized person for the special purpose juristic person, it shall issue an order

Important Instructions for Completing a Complaint Form Matters under the SEC supervision 1. Matters under the SEC supervision in accordance with the governing laws. For example: · approved securities

auditing by the auditor approved by the SEC Office; (5) know-your-client measures, client due diligence process and measures against financial assistance to terrorists or money laundering. Section 31. In the