steady reduction of Fuel Oil exports as a result of the US sanction. Even with the US lifting its sanction on Iran’s 8 trade partners, and the volume of Heavy Crude disappearing from OPEC’s production
PowerPoint Presentation Procedure for Administrative Action and Appeal Filing Taking legal action(s) Administrative Action Civil Sanction Criminal Action Considering whether to constitute law
2566-2#2I-!9%*44 (website) Dec 66.xlsx Statistics of Administrative Sanction (As of 31 December 2023 Public Reprimand Suspension Revocation Public Reprimand Suspension Revocation Business Operator
this Notification: (1) “administrative proceedings” means proceedings related to consideration on administrative sanction; (2) “administrative sanction” means administrative sanction specified under law
PowerPoint Presentation Considering whether it constitute law violation Taking legal action(s) Administrative Action Civil Sanction Criminal Action CSC considers whether a civil sanction is proper to
violation? In-dept investigation and Seeking further evidence End YES NO Considering whether to constitute law violation NO YES Taking legal action(s) Administrative Action Civil Sanction Criminal Action
person who, in the ordinary course of business, holds himself out to the general public as being ready to engage as a counter party in a derivatives contract with any person who intends to trade in
เกิดการผิด นัดการส่งมอบ (failed trade) อย่างไรก็ดี ธุรกรรมการขายชอร์ตอาจส่งผลกระทบต่อสภาพตลาดที่มีผลต่อ ความเชื่อมั่นในตลาดทุน ซ่ึงที่ผ่านมา ก.ล.ต. และตลาดหลักทรัพย์ฯ มีมาตรการดูแลสภาพตลาดให้มี เสถียรภาพ
, the derivatives dealer shall engage as a counter party in derivatives trading solely with the following clients: (1) institutional investors (2) other juristic persons who trade in derivatives for their
, the derivatives dealer shall engage as a counter party in derivatives trading solely with the following clients: (1) institutional investors (2) other juristic persons who trade in derivatives for their