Sanction is a recent enforcement power added by the Securities and Exchange Act (No. 5) B.E. 2559 (2016) and the Emergency Decree on Digital Asset Businesses of 2018 in order to improve efficiency of law
administrative sanction (Tha i Version Only) ORAP Handbook (Tha i Version Only) Regulations Guidelines Regulatory Summary SHARE : For More Information ContactUs Sales Conduct Supervision
.; Administrative sanction is a type of penalty prescribed in the Derivatives Act and the Trust for Transactions in Capital Market Act. It may be imposed on derivatives business operators, futures exchange
. The Minister shall complete his consideration thereon within thirty days from the date of receiving the SEC’s recommendation. Clause 4 Once the Minister has granted his approval under Clause 3, approved
on which the SEC Office receives complete application and supplementary documents. The Minister shall complete his consideration thereon within thirty days from the date of receiving the SEC’s
manipulation (Section 244/6) 1. Opening a joint bank account for making a payment or receiving a payment related to or because of a securities trading; 2. Allowing any person to seek benefits by using
English (United States) CivilPenalty Sanction is a recent enforcement power added by the Securities and Exchange Act (No. 5) B.E. 2559 (2016) and the Emergency Decree on Digital Asset Businesses of 2018 in
) CivilPenalty Sanction is a recent enforcement power added by the Securities and Exchange Act (No. 5) B.E. 2559 (2016) and the Emergency Decree on Digital Asset Businesses of 2018 in order to improve efficiency
Operators Secondary Market and Related Entities Enforcement Prevention of Unfair https://www.sec.or.th/EN/Pages/LawandRegulations/Regulations.aspx English (United States) CivilPenalty Sanction is a