Sanction Administrative Sanction Civil Sanction Annual Statistics Cases of Enforcement SHARE : For More Information ContactUs
Sanction is a recent enforcement power added by the Securities and Exchange Act (No. 5) B.E. 2559 (2016) and the Emergency Decree on Digital Asset Businesses of 2018 in order to improve efficiency of law
SHARE : Detail Content Equity Instruments Shares Subscription, sale and allocation Criteria for limiting the allocation of shares for Initial Public Offering (“IPO shares") which are allocated to
Content Equity Instruments Shares Related Forms Application for Approval of an Offer for Sale of Newly Issued Shares (Form 35-1) Application Form for the Offer for Sale of Newly Issued Shares (Form 35-2
Shares Public Offering (PO) Secondary Public Offering (SPO) Private Placement (PP) of shares: in case of a non-listed company in the stock market Offer to sell shares at a discount Private Placement (PP
Regulations SHARE : Detail Content Shares Fundraising for Foreign Company Related Rules and Regulations Provisions relating to Offer for Sale of Shares Issued by Foreign Company Whose Shares Are
administrative sanction (Tha i Version Only) ORAP Handbook (Tha i Version Only) Regulations Guidelines Regulatory Summary SHARE : For More Information ContactUs Sales Conduct Supervision
defective business operation, disclosure of improper behaviors, and suspension or revocation of approval, etc.; Administrative sanction is a type of penalty prescribed in the Derivatives Act and the Trust for
accordance with the criteria for approval to sell shares. A warrant must contain the following details: Terms of a warrant: Having a definite term of not more than ten years Underlying shares being newly
: Detail Content Equity Instruments Shares Secondary Public Offering (SPO) Can be done in 2 cases: 1. Fast track case for companies with good corporate governance and offer for sale of shares at