Sanction is a recent enforcement power added by the Securities and Exchange Act (No. 5) B.E. 2559 (2016) and the Emergency Decree on Digital Asset Businesses of 2018 in order to improve efficiency of law
administrative sanction (Tha i Version Only) ORAP Handbook (Tha i Version Only) Regulations Guidelines Regulatory Summary SHARE : For More Information ContactUs Sales Conduct Supervision
to renew the approval if he/she wishes to and has to file application and supporting documents in advance before the end of approval period. 5. Post-Approval Duties
approval if he/she wishes to and has to file application and supporting documents in advance before the end of approval period. 5. Post-Approval Duties Complying with the
defective business operation, disclosure of improper behaviors, and suspension or revocation of approval, etc.; Administrative sanction is a type of penalty prescribed in the Derivatives Act and the Trust for
Shareholders' Meeting Be delivered 14 days in advance of the meeting Contains sufficient information, at least on the following matter: The objectives The necessity for offering to sell at a discount The
than the ceiling rate for < 5%, the company shall notify the unitholders at least 60 days in advance of the collection before the effective date. (2) H igher than the ceiling rate for over 5%, the co
than the ceiling rate for < 5%, the company shall notify the unitholders at least 60 days in advance of the collection before the effective date. (2) H igher than the ceiling rate for over 5%, the co
for fairness of the transactions; in case of transactions with conflicts of interest with the REITs, the unitholders should have been sufficiently informed*in advance; in case of objections from
securities Duration of securities is not more than five years Notice calling shareholders' meeting Delivered at least 14 days in advance Contain at least the following information: explanation on the