(CMSB) has the power and duty under the Securities and Exchange Act that include issuance of rules and regulations governing the securities industry and reporting to the SEC Board. The CMSB comprises
(CMSB) has the power and duty under the Securities and Exchange Act that include issuance of rules and regulations governing the securities industry and reporting to the SEC Board. The CMSB comprises
Consideration of Regulations on Supervision of Business and Market Intermediaries, Sales Conduct and Provision of Investment Advice Member of the Sub-committee on Consideration of Regulations on Issuance and
Supervision of Business and Market Intermediaries , Sales Conduct and Provision of Investment Advice Experiences Independent Director, Audit Committee Member, and Corporate Governance Committee Member
supervision of investment management business; legal structure; and offering and sales of funds as well as the related disclosures that are material to the investors' decisions in trading units of funds. o
supervision of investment management business; legal structure; and offering and sales of funds as well as the related disclosures that are material to the investors' decisions in trading units of funds. o
หลักทรัพย์มีกรปฏิบัติงนท่ีรัดกุมและมีประสิทธิภพในระบบ งนกรเสนอขยตรสรหนี้แก่ผู้ลงทุนรวมทั้งเป็นไปตม กฎเกณฑ์ที่เกี่ยวกับกรออกและเสนอขยตรสรหนี้ เช่น กรคัดเลือก (product screening) และกระบวนกรขย (sales