service provided by a derivatives business operator; (2) “customer asset” means: (a) asset which a derivatives business operator received or held as performance bond for derivatives transaction for the
service provided by a derivatives business operator; (2) “customer asset” means: (a) asset which a derivatives business operator received or held as performance bond for derivatives transaction for the
such instrument to receive money or other benefit. "underwriter" means any person who underwrites the sale of securities to the public. "prospectus" means any document issued for the purpose of inviting
money or other benefit. "underwriter" means any person who underwrites the sale of securities to the public. "prospectus" means any document issued for the purpose of inviting any person to subscribe or
with the following provision: “"mutual fund management" means the management of investments under a mutual fund project by issuing investment units of each project for sale to the public and bringing
has ceased its business operations, it shall complete the purchase, sale or exchange of digital assets, settlement and delivery of any outstanding transaction, or take any actions in accordance with the
business operator has ceased its business operations, it shall complete the purchase, sale or exchange of digital assets, settlement and delivery of any outstanding transaction, or take any actions in
securities for sale to investors, providing that proceeds obtained from the offer for sale of securities will be paid or given to the originator in accordance with the agreement and the repayment of debt to
writing by the Office shall have the duty to disclose information concerning issuance or offering for sale of securities, company issuing or offering for sale of securities, securities company, Securities
acceptance of transfer of assets or acceptance of assets placed as collateral from an originator for an issuance and offer of securities for sale to investors, providing that proceeds obtained from the offer