Offeror : NHCT Co.,Ltd. | Date of submission of the Statement of Intention : 05/08/2008

testimony to competent officer - - 1 1 - - - - Failure to comply with the competent officer's order - - - - - - 1 2 Failure to uphold professional standards - - - - - - - - Grand Total 43 80 29 137 111 218 32

exchange. “ SEC Office ” means the Office of the Securities and Exchange Commission under the law governing securities and exchange. “ competent officer ” means a person appointed by the Minister to execute

law governing securities and exchange. “SEC Office” means the Office of the Securities and Exchange Commission under the law governing securities and exchange. “competent officer” means a person

information, in materiality. In this regard, the SEC also filed a criminal complaint against {A} with Thai Royal Police for imparting false statement to the competent officer.Following the SEC investigation to

safety of clients’ digital assets in protection of digital asset traders. Recent news reports on cyber attack on a foreign decentralized finance platform, which resulted in tremendous loss of clients

, conceals, any property or document which the competent officer has seized https://www.sec.or.th/cgthailand/EN/Pages/FAQ/CorruptionFAQ.aspx English (United States) CorruptionFAQ company who fails to perform

perform his duties with responsibility, due care and loyalty.) Section 305  (Person who damages, destroys, conceals, any property or document which the competent officer has seized https://www.sec.or.th

violation The SEC Office issues an administrative order to enforce any regulated person. The SEC Office presents the case to the competent authority. End Administrative Order Issuance Administrative Sanction

securities and exchange. “competent officer” means a person appointed by the Minister to act in accordance with this Emergency Decree. “Minister” means the Minister in charge of the execution of this Emergency