development SEC Roles Related organizations Related persons Sustainable development roadmap Rules/Regulations SEC Securities and Exchange Act B.E. 2535 (1992) Related notifications I Code Investment Governance
development SEC Roles Related organizations Related persons Sustainable development roadmap Rules/Regulations SEC Securities and Exchange Act B.E. 2535 (1992) Related notifications I Code Investment Governance
; The law on special purpose juristic persons for securitization; The law on provident fund. Our objectives for administration of the regulations and rules are as follows: Investors have access to
traditionally acceptable from persons or juristic persons who have stakes in the SEC operation. This is to ensure that the SEC operation is reliable, transparent and fair to all stakeholders. Ethic, Requirements
. Director-General of the Fiscal Policy Office Expert Board members not exceeding four persons appointed by the Minister of Finance as proposed by the Nomination Committee. Expert Board members must have
. Director-General of the Fiscal Policy Office Expert Board members not exceeding four persons appointed by the Minister of Finance as proposed by the Nomination Committee. Expert Board members must have
cases, the SEC may disclose relevant information (if necessary) to the persons involved and for the related parties to clarify or take necessary action. If the complainant does not wish to disclose such
responsibility ● Approved securities / derivatives intermediaries / persons. For example: Malfunctioning of working systems that may cause damage to investment, fund management inconsistent with prospectus, and
at least four but not more than six persons appointed by the Minister of Finance as proposed by the Nomination Committee, which is also appointed by the Minister of Finance. Expert Commissioners must