of the Securities and Exchange Commission. Clause 2 At least two fifths of the total number of directors of a derivatives exchange shall be persons capable of performing the duty to safeguard the
services of ...................., as detailed as follows: Position * Responsibilities ** No. of Persons Experience in Auditing (year) *** Average Experience **** Employee Turnover (%) ***** Partner Senior
Transactions in the Capital Market Act B.E. 2550 (2007), Royal Enactment on Special Purpose Juristic Persons for Securitisation B.E. 2540 (1997), and Provident Fund Act B.E. 2530 (1987). The SEC strongly
Section 104 Securities and Exchange Act B.E. 2535 Section 104. A securities company shall appoint directors or managers or enter into an agreement with other persons, giving the power, either in
market have sufficient mechanism to allow them to safeguard their interest. Such is the fundamental objectives of the SEC and other Thai authorities who have been actively promoting many measures to
on this key step to safeguard the environment and spur sustainable national economic development. • Achievement of this goal is a testament to the strong leadership and commitment of the government and
Statistics of Criminal Actions (As of 31 May 2023) Cases Persons Cases Persons Cases Persons Cases Persons Fraud 0 0 - - 0 0 3 14 Fail to exercise duty of care 0 0 - - 0 0 - - Disclosure of false
Listing Names of Persons on Database of Directors and Executives of Securities Issuing Companies By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities
appropriate risk management in a timely manner; (5) assignment of roles and responsibilities of the accountable persons and the responsible persons for the management of information technology risk under Clause
management of funds of a person or group of persons who has authorized the management of investment to acquire benefit from securities, whether or not investment in other assets is also made, which management