. [ Goal 1 ]25 . . . . . . . . Empower Investors 2 Apart from being equipped with the necessary knowledge of investment for investors to effectively defend and protect their rights, it is necessary to ensure
corporate social responsibility. The implementation is categorized accordingly: ë Risk Management To safeguard the Thai capital market against adverse impacts of market incidents or risks pertinent to market
update information systems, encourage innovation and promote the use of technology throughout the organization to effectively support and safeguard the continuity of the SEC’s operations. 6. Accountability
our promotion of overseas investments, strengthened enforcement on insider trading, share manipulation, executive misconducts, accounting frauds, false documentation of securities issuance and offering
to strengthen compliance Promote transparency in the initial public offering (IPO) share allocation process ● Required issuers to disclose their allocation methodology and clearly identify in the
share- holders (through what is known as 'tunnelling' 3 ), or misrepresenting an individual company's financial statements (of particular concern where the company is under pressure to meet expectations
) Publications "R2 Project" - an educational brochure on fundamental rights of investors that should be exercised to protect themselves from unfair treatment. "Investment in Property Fund" - a booklet on how to
for funds they manage Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits
) Disclosure and transparency; The chapter identifies key areas of disclosure, such as the financial and operating results, company objectives, major share ownership, remuneration, related party transactions
possible limit of individual freedom, regulation is essential to uphold market credibility and orderliness. Yet, the regulator’s exercising of power must be prudent, fair and only as necessary to protect the