safeguard the interests of the clients who entrusted the management of their private funds, using knowledge and abilities comparable to professional practitioners. This case is in the process of inquiry by
Miss Phichaveer Puatunyawong in the compliance unit to the SEC Office through a system prepared on the website of the SEC Office within 7 business days as from the occurrence of such circumstance
. Yayah Adnan Ahmad in the compliance unit to the SEC Office through a system prepared on the website of the SEC Office within 7 business days as from the occurrence of such circumstance. However, Krungthai
2013 to the SEC Office and the SET on March 3, 2014. CGD failed to rotate an auditor, in the occurrence that the auditor has performed her duties on auditing or reviewing and expressed opinion on
Compliance) to the SEC through a system prepared on the website of the SEC Office within 7 business day as from the occurrence of such circumstance. However, KWI reported the discontinuation of such a person
Office through a system prepared on the website of the SEC Office within 7 business day as from the occurrence of such circumstance. However, KWI reported the discontinuation of such a person on 26